Samar Farhangi
Samar Farhangi is a CFP-designated registered investment advisor at Ocean Park Asset Management, LLC, based in Lake Forest, CA, with 17 years of industry experience. Samar is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include High Net Worth, Investment Management, Retirement Planning. Their firm serves 138 clients with $3.9B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $500K | 2.40% |
| $500K - $2.0M | 1.80% |
| $2M+ | 1.20% |
Fees are assessed quarterly in advance. Rates shown are annualized. Fees may be negotiable based on account type, transaction activity, and total relationship size. Accounts holding affiliated funds receive a fee offset credit.
Fee Estimator
Location
Lake Forest, CA
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Samar is the Managing Director of Sundowner Safaris, LLC, planning safari trips since March 2022. This non-investment related activity takes about 10-20% of her time.
Employment History
Current Registrations
Ocean Park Asset Management, LLC
Northern Lights Distributors, LLC
Northern Lights Distributors, LLCBroker
Previous Registrations
Sierra Investment Management, LLC
Vertical Capital Asset Management, LLC
Vertical Capital Securities, LLCBroker
E*trade Capital Management, LLC
E*trade Securities LLCBroker
Fidelity Brokerage Services LLCBroker
Ameriprise Financial Services, INC.
Ameriprise Financial Services, INC.Broker
Ameriprise Financial Services, INC.
Ameriprise Financial Services, INC.Broker
State Registrations2 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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