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Michael Tudor

Wells Fargo Advisors
42 Years of Experience
Mission Viejo, CA
1 DisclosureBroker
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Michael Tudor is a registered investment advisor at Wells Fargo Advisors, based in Mission Viejo, CA, with 42 years of industry experience. Michael is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Business Owners, Divorce Planning, Education Planning, Financial Planning & Coaching, and 2 more. Their firm serves 1,324,168 clients with $670B in assets under management.

Wells Fargo Advisors
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
14699 advisors
IM Fee
Planning only
Assets Under Management
$671.4B

Fee Structure

Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.

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Location

27201 Puerta Real, Ste 220, Mission Viejo, CA, 92691

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
October 2001
Denied
View Full SEC ReportHow to Read Disclosures
Other Business Activities

Michael owns rental property in Mammoth Lakes, CA since 1995. He dedicates minimal time to this investment-related activity.

Employment History
Current Registrations
Wells Fargo Clearing Services, LLCBroker
December 2019 - Present · 6 yrs 10 mos
Wells Fargo Advisors
December 2019 - Present · 6 yrs 10 mos
Previous Registrations
Morgan Stanley
June 2009 - December 2019 · 10 yrs 6 mos
Morgan StanleyBroker
June 2009 - December 2019 · 10 yrs 6 mos
Citigroup Global Markets INC.
July 1997 - June 2009 · 11 yrs 11 mos
Citigroup Global Markets INC.Broker
July 1993 - June 2009 · 15 yrs 11 mos
Lehman Brothers INC.Broker
April 1988 - July 1993 · 5 yrs 3 mos
E. F. Hutton & Company INCBroker
November 1984 - April 1988 · 3 yrs 5 mos
Bateman Eichler, Hill Richards, IncorporatedBroker
November 1983 - November 1984 · 1 yr
State Registrations7 states
AZCACONVORTXWA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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