MA
MA

Mark Alcala

31 Years of Experience
Mission Viejo, CA
1 DisclosureBroker

Mark Alcala is a registered investment advisor at Wells Fargo Advisors, based in Mission Viejo, CA, with 31 years of industry experience. Mark is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Business Owners, Divorce Planning, Education Planning, Financial Planning & Coaching, and 2 more. Their firm serves 1,324,168 clients with $670B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
14699 advisors
IM Fee
Planning only
Assets Under Management
$671.4B

Fee Structure

Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.

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Location

27201 Puerta Real, Ste 220, Mission Viejo, CA, 92691

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History

Regulatory History (1)
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Customer Dispute
January 2009
Withdrawn
Employment History
Current Registrations
Wells Fargo Advisors
March 2008 - Present · 18 yrs 7 mos
Wells Fargo Clearing Services, LLCBroker
March 2008 - Present · 18 yrs 7 mos
Previous Registrations
UBS Financial Services INC.
February 1999 - April 2008 · 9 yrs 2 mos
UBS Financial Services INC.Broker
June 1998 - April 2008 · 9 yrs 10 mos
Olde Discount CorporationBroker
June 1995 - June 1998 · 3 yrs
Chatfield Dean & CO., INC.Broker
January 1995 - March 1995 · 2 mos
State Registrations53 states
AKALARAZCACOCTDCDEFLGAHIIAIDILINKSKYLAMAMDMEMIMNMOMSMTNCNDNENHNJNMNVNYOHOKORPAPRRISCSDTNTXUTVAVTVirgin IslandsWAWIWVWY
AdvisorBrokerBoth

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Exams
No exam information available for this advisor.
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