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JC
CFP · ChFC
JC
CFP · ChFC

James Carbone

Ameritas Advisory Services, LLC
33 Years of Experience
Boca Raton, FL
Broker
View SEC Summary
View SEC Summary

James Carbone is a CFP, ChFC-designated registered investment advisor at Ameritas Advisory Services, LLC, based in Boca Raton, FL, with 33 years of industry experience. James is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, High Net Worth, and 4 more. Their firm serves 29,718 clients with $14B in assets under management.

Ameritas Advisory Services, LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
548 advisors
Number of Clients
29,718 clients
Average Client Portfolio
$463K average
Assets Under Management
$13.7B

Fee Structure

Minimum Investment:$5K
Investment management only (planning not offered)
Portfolio-Based Fees (Tiered)
Portfolio ValueAnnual Fee
Up to $250K2.00%
$250K - $500K1.75%
$500K - $1.0M1.50%
$1.0M - $3.0M1.25%
$3M+1.00%

Fees vary by specific program selected. Some programs include an additional program fee ranging from 0.05% to 0.35% on top of the investment professional fee.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

Boca Raton, FL

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
Ameritas Advisory Services, LLC
March 2026 - Present · 7 mos
Ameritas Investment Company, LLC
October 2020 - Present · 6 yrs
Ameritas Investment Company, LLCBroker
October 2020 - Present · 6 yrs
Previous Registrations
Hornor, Townsend & Kent, LLCBroker
October 2017 - August 2019 · 1 yr 10 mos
Principal Securities, INC.
April 2016 - January 2017 · 9 mos
Principal Securities, INC.Broker
July 2011 - January 2017 · 5 yrs 6 mos
Essex Securities LLCBroker
April 2005 - December 2005 · 8 mos
American General Securities IncorporatedBroker
November 1999 - April 2005 · 5 yrs 5 mos
John Hancock Distributors, INC.Broker
December 1983 - December 1997 · 14 yrs
John Hancock Mutual Life Insurance CompanyBroker
December 1983 - May 1997 · 13 yrs 5 mos
State Registrations1 state
FL
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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