TJ
TJ
Thomas Johnson
42 Years of Experience
Carmel, IN
4 Disclosures
Thomas Johnson is a registered investment advisor at Royal Capital Wealth Management LLC, based in Carmel, IN, with 42 years of industry experience. Thomas operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management, Retirement Planning. Their firm serves 64 clients with $190M in assets under management.
Compensation
Fee-Only (% of Portfolio)
Firm Size
2 advisors
Number of Clients
64 clients
Average Client Portfolio
$2.9M average
Assets Under Management
$186.6M
Fee Structure
Investment management only (planning not offered)
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $500K | 1.50% |
| $500K - $1000K | 1.25% |
| $1.0M - $10.0M | 1.00% |
| $10M+ | 0.50% |
Fees are negotiable, and some accounts may pay fees lower than the stated fee range.
Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
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Location
Carmel, IN
Get directionsHistory
Regulatory History (4)
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Regulatory
May 2022Final
Regulatory
January 2019Final
Employment Separation After Allegations
December 2017Criminal
September 1978Final Disposition
Employment History
Current Registrations
Royal Capital Wealth Management LLC
January 2018 - Present · 8 yrs 4 mos
Previous Registrations
RBC Capital Markets, LLC
March 2009 - December 2017 · 8 yrs 9 mos
RBC Capital Markets, LLCBroker
March 2009 - December 2017 · 8 yrs 9 mos
Citigroup Global Markets INC.
December 1998 - March 2009 · 10 yrs 3 mos
Citigroup Global Markets INC.Broker
July 1993 - March 2009 · 15 yrs 8 mos
Lehman Brothers INC.Broker
April 1992 - July 1993 · 1 yr 3 mos
Dean Witter Reynolds INC.Broker
November 1983 - April 1992 · 8 yrs 5 mos
State Registrations1 state
IN
Advisor
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.