Andrew Johnson
Andrew Johnson is a registered investment advisor at Royal Capital Wealth Management LLC, based in Carmel, IN, with 48 years of industry experience. Andrew operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management, Retirement Planning. Their firm serves 64 clients with $190M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $500K | 1.50% |
| $500K - $1000K | 1.25% |
| $1.0M - $10.0M | 1.00% |
| $10M+ | 0.50% |
Fees are negotiable, and some accounts may pay fees lower than the stated fee range.
Fee Estimator
Location
Carmel, IN
Get directionsHistory
Regulatory History (5)
Employment Separation After Allegations
December 2017Customer Dispute
February 1997Customer Dispute
May 1992Employment Separation After Allegations
March 1992Customer Dispute
March 1992Other Business ActivitiesSells Insurance
Andrew is a licensed independent insurance agent since 1976, selling individual life and health insurance products, dedicating about 10-20% of his time. He also owns real estate rental property, spending minimal time on it.
Employment History
Current Registrations
Royal Capital Wealth Management LLC
Previous Registrations
RBC Capital Markets, LLC
RBC Capital Markets, LLCBroker
Citigroup Global Markets INC.
Citigroup Global Markets INC.Broker
Lehman Brothers INC.Broker
Dean Witter Reynolds INC.Broker
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
Merrill Lynch, Pierce, Fenner & Smith, INC.Broker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.