AT
CFP
AT
CFP
Alan Tangreti is a CFP-designated registered investment advisor at Morgan Stanley, based in Warren, NJ, with 42 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B
Fee Structure
Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location
15 Independence Boulevard, 1st Floor, Warren, NJ, 07059
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Regulatory History (3)
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Customer Dispute
September 2008Settled
Customer Dispute
October 2006Denied
Customer Dispute
November 2004Closed-No Action
Employment History
Current Registrations
Morgan Stanley
November 2011 - Present · 14 yrs 6 mos
Morgan StanleyBroker
November 2011 - Present · 14 yrs 6 mos
Previous Registrations
Merrill Lynch, Pierce, Fenner & Smith Incorporated
April 2004 - November 2011 · 7 yrs 7 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
March 1984 - November 2011 · 27 yrs 8 mos
Northfield Investments INC.Broker
November 1983 - February 1984 · 3 mos
State Registrations11 states
CAFLINMDMIMONCNJNYPAPR
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.