Kishor Kumar is a registered investment advisor at Morgan Stanley, based in Warren, NJ, with 26 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B
Fee Structure
Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
Loading...
Location
15 Independence Boulevard, 1st Floor, Warren, NJ, 07059
Get directionsHistory
Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
January 2009Settled
Employment History
Current Registrations
Morgan Stanley
February 2015 - Present · 11 yrs 5 mos
Morgan StanleyBroker
February 2015 - Present · 11 yrs 5 mos
Previous Registrations
Merrill Lynch, Pierce, Fenner & Smith Incorporated
November 2003 - February 2015 · 11 yrs 3 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
November 2003 - February 2015 · 11 yrs 3 mos
Pruco Securities CorporationBroker
June 2003 - November 2003 · 5 mos
UBS Financial Services INC.
April 2002 - June 2003 · 1 yr 2 mos
UBS Financial Services INC.Broker
August 2000 - June 2003 · 2 yrs 10 mos
Metlife Securities INC.Broker
May 1999 - June 2000 · 1 yr 1 mo
Metropolitan Life Insurance CompanyBroker
May 1999 - June 2000 · 1 yr 1 mo
State Registrations13 states
ALAZCACOCTFLNCNJNYPATXVAWY
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.