PB
PB

Paul Butler

42 Years of Experience
Bedminster, NJ
2 DisclosuresBroker

Paul Butler is a registered investment advisor at Janney Montgomery Scott LLC, based in Bedminster, NJ, with 42 years of industry experience. Their practice areas include Financial Planning & Coaching, Investment Management, Retirement Planning. Their firm serves 239,256 clients with $100B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
1308 advisors
Number of Clients
239,256 clients
Average Client Portfolio
$421K average
Assets Under Management
$100.8B

Fee Structure

Janney charges a fee based on a percentage of the assets managed in your account. This fee covers investment management, trading, custody, and performance reporting. Fees are negotiable and may vary based on the size of your account and the services provided. Janney may also offer investment advisory services on a non-wrap basis, where you pay separately for transactions and custody.

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Location

1580 Route 206 North, Bedminster, NJ, 07921

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History

Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
August 2001
Denied
Customer Dispute
March 1996
Settled
Employment History
Current Registrations
Janney Montgomery Scott LLCBroker
November 2024 - Present · 1 yr 8 mos
Janney Montgomery Scott LLC
November 2024 - Present · 1 yr 8 mos
Previous Registrations
UBS Financial Services INC.
October 2014 - November 2024 · 10 yrs 1 mo
UBS Financial Services INC.Broker
October 2014 - November 2024 · 10 yrs 1 mo
J.P. Morgan Securities LLCBroker
November 2005 - October 2014 · 8 yrs 11 mos
J.P. Morgan Securities LLC
November 2005 - October 2014 · 8 yrs 11 mos
RBC Dain Rauscher INC.
November 2002 - December 2005 · 3 yrs 1 mo
RBC Dain Rauscher INC.Broker
March 2002 - December 2005 · 3 yrs 9 mos
Tucker Anthony IncorporatedBroker
September 1999 - March 2002 · 2 yrs 6 mos
Gibraltar Securities CO.Broker
January 1984 - September 1999 · 15 yrs 8 mos
State Registrations20 states
CACOCTDEFLGAMAMDMEMINCNHNJNYPARISCTNTXVA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Paul Butler - Financial Advisor | TrueAdvisor