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Regan Yamada
40 Years of Experience
Aiea, HI
1 DisclosureBroker
Regan Yamada is a registered investment advisor at Cetera Investment Advisers LLC, based in Aiea, HI, with 40 years of industry experience. Regan operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
10345 advisors
IM Fee
Planning only
Assets Under Management
$163.8B
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Location
98-150 Kaonohi St. #C101, Aiea, HI, 96701
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Regulatory History (1)
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Employment Separation After Allegations
October 2013Employment History
Current Registrations
Cetera Investment Advisers LLC
April 2024 - Present · 2 yrs 1 mo
Cetera Investment Services LLCBroker
March 2024 - Present · 2 yrs 2 mos
Previous Registrations
Cuso Financial Services, L.P.Broker
May 2015 - March 2024 · 8 yrs 10 mos
Cuso Financial Services, L.P.
May 2015 - March 2024 · 8 yrs 10 mos
Sagepoint Financial, INC.
March 2014 - May 2015 · 1 yr 2 mos
Sagepoint Financial, INC.Broker
November 2013 - May 2015 · 1 yr 6 mos
LPL Financial LLC
July 2011 - October 2013 · 2 yrs 3 mos
LPL Financial LLCBroker
July 2011 - October 2013 · 2 yrs 3 mos
Uvest Financial Services Group, INC.
December 2009 - July 2011 · 1 yr 7 mos
Uvest Financial Services Group, INC.Broker
December 2009 - July 2011 · 1 yr 7 mos
Bancwest Investment Services, INC.
July 2006 - November 2009 · 3 yrs 4 mos
Bancwest Investment Services, INC.Broker
March 1999 - November 2009 · 10 yrs 8 mos
Mutual Securities, INC.Broker
May 1997 - April 1999 · 1 yr 11 mos
Sun Investment Services CompanyBroker
January 1990 - June 1997 · 7 yrs 5 mos
Royal Alliance Associates, INC.Broker
November 1989 - December 1989 · 1 mo
Integrated Resources Equity CorporationBroker
November 1985 - November 1989 · 4 yrs
State Registrations4 states
CAGAHINV
AdvisorBrokerBoth
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Exams
No exam information available for this advisor.