PQ
PQ

Peter Quinn

40 Years of Experience
Richmond, VA

Peter Quinn is a registered investment advisor at Riverfront Investment Group, LLC, based in Richmond, VA, with 40 years of industry experience. Peter operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 1,534 clients with $2.2B in assets under management.

Compensation
Fee-Only (% of Portfolio)
Firm Size
28 advisors
Number of Clients
1,534 clients
Average Client Portfolio
$1.4M average
Assets Under Management
$2.2B

Fee Structure

Minimum Investment:$100K
Investment management only (planning not offered)

RiverFront Investment Group manages investments through wrap fee programs. Clients pay an asset-based fee to the brokerage firm, which then pays RiverFront. RiverFront's fees typically do not exceed 0.50% per year for Advantage and ETF Advantage accounts, and 0.45% for UMA/MDP accounts. RiverFront does not earn an account-level fee for RiverShares model portfolios. Custom Portfolio Solutions fees typically do not exceed 0.50% per year.

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Location

1214 E. Cary St., Richmond, VA, 23219

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

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Other Business Activities

Peter is the President & CEO of Riverfront Investment Group, a registered investment advisor, dedicating nearly full-time hours to this role. He also works as a registered representative for ALPS Distributors, marketing Riverfront Funds, and serves as a board member for the Virginia Institute of Marine Science Foundation, spending minimal time on each.

Employment History
Current Registrations
Riverfront Investment Group, LLC
March 2008 - Present · 18 yrs 7 mos
Previous Registrations
Alps Distributors, INC.Broker
March 2011 - June 2026 · 15 yrs 3 mos
Robert W. Baird & CO. IncorporatedBroker
October 2008 - December 2010 · 2 yrs 2 mos
Davenport & Company LLC
November 2006 - September 2007 · 10 mos
Davenport & Company LLCBroker
January 2006 - September 2007 · 1 yr 8 mos
Anderson & Strudwick, IncorporatedBroker
April 2005 - November 2005 · 7 mos
Cary Street Partners LLCBroker
April 2005 - April 2005 · 0 mos
Wachovia Securities, INC.Broker
October 1999 - May 2003 · 3 yrs 7 mos
First Union Capital Markets CORP.Broker
June 1999 - October 1999 · 4 mos
Mentor Services Company, LLCBroker
February 1998 - June 1999 · 1 yr 4 mos
Mentor Distributors, LLCBroker
May 1992 - February 1998 · 5 yrs 9 mos
Wheat, First Securities, INC.Broker
October 1985 - May 1993 · 7 yrs 7 mos
Smith Barney, Harris Upham & CO., IncorporatedBroker
September 1984 - October 1985 · 1 yr 1 mo
Git Investment Services, INC.Broker
January 1984 - September 1984 · 8 mos
State Registrations1 state
VA
Advisor

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Exams
No exam information available for this advisor.
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