Mark Butler is a registered investment advisor at Butler & CO., INC., based in South Windsor, CT, with 42 years of industry experience. Mark operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management, Retirement Planning. Their firm serves 7 clients with $10M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $500K | 2.00% |
| $500K+ | 1.75% |
Advisory fee is negotiable depending on individual client circumstances. Account values of family members may be combined to determine the applicable advisory fee.
Fee Estimator
Location
South Windsor, CT
Get directionsHistory
Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Mark is the president and owner of Butler & Co., Inc., an RIA firm, dedicating about half of his time to it. He is also the founder of a religious non-profit (ACT International, Inc.) and an oil and gas private investment vehicle (Gulfstar Corporation), spending minimal time on each, and has an inactive private investment vehicle (Hollywood Hotels Corporation).
Employment History
Current Registrations
Butler & CO., INC.
Previous Registrations
Southeast Investments, N.c., INC.Broker
Northeast Securities, INC.Broker
Northeast Securities, INC.Broker
Cantella & CO., INC.Broker
Cantella & CO., INC.
Butler & CO., INC.Broker
Buell Securities CORP.Broker
E. T. Andrews & CO., INC.Broker
Buell Securities CORP.Broker
Fahnestock & CO.Broker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.