Brian Ritchie Randall

Lighthouse Wealth Strategies, LLC

22 Years of Experience

4 Disclosures

View SEC Summary

Areas of Practice

Investment Management

Lighthouse Wealth Strategies, LLC

Compensation

Fee-Only (AUM)Fixed/Hourly

Firm Size

13 advisors

Number of Clients

2,034 clients

Average Client Portfolio

$351K average

Assets Under Management

$713.5M

Location

5320 Northshore Drive, North Little Rock, AR, 72118

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History

Regulatory History (4)

What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.

Customer Dispute

March 2002

Settled

Customer Dispute

April 2001

Settled

Customer Dispute

September 1999

Settled

Customer Dispute

April 1993

Settled

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Other Business Activities

Brian is a partner in Sukai, LLC, related to yacht ownership, requiring minimal time. He is also a board member of Ark Institute for Learning, a non-profit school, dedicating minimal time and spends nearly full-time providing investment advisory services through Sowell Management Services.