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Marty Paul

Lighthouse Wealth Strategies, LLC
30 Years of Experience
Gig Harbor, WA
4 Disclosures
View SEC Summary
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Marty Paul is a registered investment advisor at Lighthouse Wealth Strategies, LLC, based in Gig Harbor, WA, with 30 years of industry experience. Marty operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include High Net Worth, Investment Management, Retirement Planning. Their firm serves 866 clients with $840M in assets under management.

Lighthouse Wealth Strategies, LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
12 advisors
Number of Clients
866 clients
Average Client Portfolio
$975K average
Assets Under Management
$844.4M

Fee Structure

Minimum Investment:None
Planning is included in investment management
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.00%

Annual fees range from 0.00% to 2.00% depending on asset value, complexity, and administration level. Fees are negotiable and household accounts may be combined.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

3312 Rosedale Street NW, Suite 201, Gig Harbor, WA, 98335

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History

Regulatory History (4)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Employment Separation After Allegations
June 2014
Regulatory
January 2014
Final
Regulatory
April 2012
Final
Employment Separation After Allegations
March 2011
View Full SEC ReportHow to Read Disclosures
Other Business Activities

Marty is involved in numerous real estate ventures, including ownership stakes in Hunt Tower, LLC and several other corporations (MP 4, Inc., MP 8, Inc., MP 10, Inc., and MP 12, Inc.) that own and lease properties. Marty also owns several vacation and rental properties, and dedicates minimal time to these activities, as well as fundraising for the YMCA.

Employment History
Current Registrations
Lighthouse Wealth Strategies, LLC
February 2019 - Present · 7 yrs 8 mos
Sowell Management
December 2016 - Present · 9 yrs 10 mos
Previous Registrations
Lighthouse Wealth Strategies
October 2016 - October 2016 · 0 mos
Concert Wealth Management
February 2016 - January 2017 · 11 mos
Northwest Asset Management
March 2011 - July 2014 · 3 yrs 4 mos
RBC Capital Markets, LLC
March 2000 - March 2011 · 11 yrs
RBC Capital Markets, LLCBroker
March 1998 - March 2011 · 13 yrs
Dain Rauscher IncorporatedBroker
November 1994 - March 1998 · 3 yrs 4 mos
State Registrations7 states
AZCACOIDMTTXWA
Advisor

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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