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KJ
ChFC
KJ
ChFC

Karen Jones

Cetera Investment Advisers LLC
42 Years of Experience
Tampa, FL
1 DisclosureBrokerSells Insurance
View SEC Summary
View SEC Summary

Karen Jones is a ChFC-designated registered investment advisor at Cetera Investment Advisers LLC, based in Tampa, FL, with 42 years of industry experience. Karen is also registered as a broker, so some compensation may come from commissions on products sold. Their firm serves 813,961 clients with $260B in assets under management.

Cetera Investment Advisers LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
10471 advisors
IM Fee
Planning only
Assets Under Management
$256.8B

Location

1715 N WESTSHORE BLVD Suite 260, Tampa, FL, 33607

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History

Regulatory History (1)
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Customer Dispute
December 2002
Denied
View Full SEC ReportHow to Read Disclosures
Other Business ActivitiesSells Insurance

Karen handles auto renewals of existing Oceanview fixed annuity policies, with no new sales. This requires minimal time.

Employment History
Current Registrations
Cetera Investment Advisers LLC
November 2023 - Present · 2 yrs 11 mos
Cetera Investment Services LLCBroker
November 2023 - Present · 2 yrs 11 mos
Previous Registrations
MML Investors Services, LLC
March 2017 - November 2023 · 6 yrs 8 mos
MML Investors Services, LLCBroker
March 2017 - November 2023 · 6 yrs 8 mos
Msi Financial Services, INC.
March 2005 - March 2017 · 12 yrs
Msi Financial Services, INC.Broker
July 2002 - March 2017 · 14 yrs 8 mos
Metropolitan Life Insurance CompanyBroker
July 2002 - July 2007 · 5 yrs
Prime Capital Services, INC.Broker
May 2001 - August 2002 · 1 yr 3 mos
William R. Hough & CO.Broker
June 1996 - April 2001 · 4 yrs 10 mos
Fisco Equity, INC.Broker
October 1995 - July 1996 · 9 mos
Mimlic Sales CorporationBroker
June 1993 - October 1995 · 2 yrs 4 mos
MML Investors Services, INC.Broker
November 1984 - April 1993 · 8 yrs 5 mos
Manequity, INC.Broker
December 1983 - November 1984 · 11 mos
State Registrations4 states
COFLOHTX
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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