James Cruice is a CFP, ChFC-designated registered investment advisor, based in Fairfield, CT, with 42 years of industry experience.
Location
1305 Post Rd, Ste. 202, Fairfield, CT, 06824
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
James is a licensed insurance agent since 1987, selling non-variable insurance. He is also a managing member of CFO Capital Management LLC and Cruice Family Partnership LLC, both investment-related entities holding personal investments, since 2018.
Employment History
Previous Registrations
United Planners' Financial Services of America a Limited PartnerBroker
Westport Resources Investment Services, INC.Broker
Commonwealth Equity Services, INC.Broker
Cfo Capital Management, LLC
Royal Alliance Associates, INC.Broker
New England SecuritiesBroker
Integrated Resources Equity CorporationBroker
Investment Management & Research, INCBroker
State Registrations1 state
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