James Martin is a registered investment advisor at Nordwand Investments, LLC, based in Radnor, PA, with 41 years of industry experience. James operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 4 clients with $45M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Nordwand Investments serves as the investment advisor to affiliated private funds and may receive compensation in the form of management fees, administrative fees, and/or incentive fees. The affiliated private funds may pay Nordwand Investments management or administrative fees quarterly or as directed by Nordwand Investments. In instances where Nordwand Investments is also the General Partner of the affiliated private fund, Nordwand Investments may also receive a special allocation based upon the return of each limited partner’s capital account. Each limited partner will be charged for the special allocation attributable to their capital account.
Location
150 N. Radnor Chester Rd, Suite A270, Radnor, PA, 19087
Get directionsHistory
Regulatory History (2)
Customer Dispute
October 2003Customer Dispute
November 2002Other Business Activities
James is a director/advisory board member for the Upper Providence Planning Commission, dedicating minimal time. He is also a limited partner in Harrison Ventures and a managing member of RCBR Investments, LLC, and owner of LMG Investments, dedicating minimal time to each.
Employment History
Current Registrations
Nordwand Investments, LLC
Nordwand Advisors
Previous Registrations
Morgan StanleyBroker
Morgan Stanley
Credit Suisse Securities (USA) LLC
Credit Suisse Securities (USA) LLCBroker
Deutsche Bank Securities INC.
Deutsche Bank Securities INC.Broker
Credit Suisse First Boston LLCBroker
Donaldson, Lufkin & Jenrette Securities CorporationBroker
Wertheim Schroder & CO. IncorporatedBroker
Legg Mason Wood Walker, IncorporatedBroker
Laub Martin INC.Broker
Drexel Burnham Lambert IncorporatedBroker
State Registrations2 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.