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Charles Curtis
40 Years of Experience
Tampa, FL
1 DisclosureBroker
Charles Curtis is a registered investment advisor at Raymond James & Associates, INC., based in Tampa, FL, with 40 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 531,617 clients with $500B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
5669 advisors
IM Fee
Planning only
Assets Under Management
$501.0B
Fee Structure
Investment management only (planning not offered)
Hourly Rate:Up to $400/hr
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Location
706 S Moody Ave, Tampa, FL, 33606
Get directionsHistory
Regulatory History (1)
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Customer Dispute
June 2003Settled
Employment History
Current Registrations
Raymond James & Associates, INC.
May 2018 - Present · 8 yrs
Raymond James & Associates, INC.Broker
May 2018 - Present · 8 yrs
Previous Registrations
Raymond James Financial Services Advisors, INC
August 2013 - May 2018 · 4 yrs 9 mos
Raymond James Financial Services, INC.Broker
June 2013 - May 2018 · 4 yrs 11 mos
Morgan Stanley Smith BarneyBroker
June 2009 - August 2011 · 2 yrs 2 mos
Morgan Stanley Smith Barney LLC
June 2009 - August 2011 · 2 yrs 2 mos
Citigroup Global Markets INC.Broker
July 1993 - June 2009 · 15 yrs 11 mos
Citigroup Global Markets INC.
July 1993 - June 2009 · 15 yrs 11 mos
Lehman Brothers INC.Broker
February 1988 - July 1993 · 5 yrs 5 mos
E. F. Hutton & Company INCBroker
December 1983 - February 1988 · 4 yrs 2 mos
State Registrations53 states
AKALARAZCACOCTDCDEFLGAHIIAIDILINKSKYLAMAMDMEMIMNMOMSMTNCNDNENHNJNMNVNYOHOKORPAPRRISCSDTNTXUTVAVTVirgin IslandsWAWIWVWY
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.