WD
CFP
WD
CFP

William Day

35 Years of Experience
Tampa, FL
Broker

William Day is a CFP-designated registered investment advisor at Raymond James & Associates, INC., based in Tampa, FL, with 35 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 531,617 clients with $500B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
5669 advisors
IM Fee
Planning only
Assets Under Management
$501.0B

Fee Structure

Investment management only (planning not offered)
Hourly Rate:Up to $400/hr
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Location

100 North Tampa, Suite 2400, Tampa, FL, 33602

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
Raymond James & Associates, INC.
July 2016 - Present · 9 yrs 10 mos
Raymond James & Associates, INC.Broker
July 2016 - Present · 9 yrs 10 mos
Previous Registrations
Morgan Stanley
June 2009 - July 2016 · 7 yrs 1 mo
Morgan StanleyBroker
June 2009 - July 2016 · 7 yrs 1 mo
Morgan Stanley & CO. Incorporated
April 2009 - June 2009 · 2 mos
Morgan Stanley & CO. IncorporatedBroker
April 2009 - June 2009 · 2 mos
Suntrust Investment Services, INC.
April 1996 - April 2009 · 13 yrs
Suntrust Investment Services, INC.Broker
January 1996 - April 2009 · 13 yrs 3 mos
Suntrust Securities, INC.Broker
September 1992 - December 1994 · 2 yrs 3 mos
Delta First Financial, INC.Broker
November 1989 - August 1992 · 2 yrs 9 mos
National Securities CorporationBroker
December 1987 - April 1988 · 4 mos
State Registrations24 states
ALCACOCTFLGAILINKSMAMEMIMNNCNHNJNYOHORPASCTNVAWA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.