Charles Massimi
Charles Massimi is a registered investment advisor at Raymond James Financial Services Advisors, INC, based in Armond, NY, with 42 years of industry experience. Charles is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Business Owners, Education Planning, Estate Planning, Financial Planning & Coaching, and 5 more. Their firm serves 508,439 clients with $390B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 2.25% |
Maximum annual fee percentage is 2.25% of assets under advisement. Specific fees are negotiable with your financial advisor based on time, complexity, and portfolio size.
Fee Estimator
Location
20 Maple Avenue, Armond, NY, 10504
Get directionsHistory
Regulatory History (2)
Customer Dispute
September 2003Customer Dispute
August 2001Other Business Activities
Charles is the owner of C & B Wealth Management and The Silverman Group, both support companies. He dedicates minimal time to these businesses.
Employment History
Current Registrations
Raymond James Financial Services Advisors, INC
Raymond James Financial Services, INC.
Raymond James Financial Services, INC.Broker
Previous Registrations
Morgan StanleyBroker
Morgan Stanley
Morgan Stanley & CO. Incorporated
Morgan Stanley & CO. IncorporatedBroker
UBS Financial Services INC.
UBS Financial Services INC.Broker
Robert Thomas Securities, INCBroker
Shearson Lehman Brothers INC.Broker
Mclaughlin, Piven, Vogel INC.Broker
State Registrations21 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.