Ronald Fox
Ronald Fox is a registered investment advisor at Oppenheimer & CO. INC., based in Chicago, IL, with 42 years of industry experience. Their practice areas include Financial Planning & Coaching, High Net Worth, Retirement Planning. Their firm serves 37,605 clients with $32B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Oppenheimer offers several investment management programs with different fee structures:
- Fahnestock Asset Management (FAM): Fees up to 2.5% of your portfolio. Commissions are also charged on certain FAM accounts.
- Alpha: Clients pay brokerage commissions and ticket/handling charges on securities transactions.
- Preference: Fees up to 2.25% of your portfolio. Additional charges may apply based on trading activity.
Minimum account sizes vary depending on the program and the types of investments included in the account. The minimum annual fee for FAM and Preference accounts is $250, but this is waived if the account is at least $50,000 or household advisory accounts are at least $250,000.
Location
500 West Madison, Suite 3800, Chicago, IL, 60661
Get directionsHistory
Regulatory History (11)
Customer Dispute
August 2007Customer Dispute
October 2005Customer Dispute
September 2001Customer Dispute
May 2000Customer Dispute
January 2000Customer Dispute
December 1999Customer Dispute
October 1999Customer Dispute
March 1995Customer Dispute
September 1994Customer Dispute
October 1993Customer Dispute
May 1990Employment History
Current Registrations
Oppenheimer & CO. INC.
Oppenheimer & CO. INC.Broker
Oppenheimer & CO. INC.
Previous Registrations
Wachovia Securities, LLC
Wachovia Securities, LLCBroker
Painewebber IncorporatedBroker
Prudential Securities IncorporatedBroker
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
State Registrations9 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.