Stuart Pearl
Stuart Pearl is a registered investment advisor at LPL Financial LLC, based in Hamden, CT, with 42 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
3074 Whitney Ave Building One, Hamden, CT, 06518
Get directionsHistory
Regulatory History (2)
Customer Dispute
November 2002Customer Dispute
March 2002Other Business ActivitiesSells Insurance
Stuart sells fixed annuities, health, long-term care, disability, property & casualty, and fixed life insurance since 2004. He also operates Pearl Financial as a DBA for his LPL business and is involved with Southern CT Tax Group, spending about 10-20% of his time on tax preparation.
Employment History
Current Registrations
LPL Financial LLCBroker
LPL Financial LLC
Previous Registrations
Main Street Management Company
Main Street Management CompanyBroker
Jefferson Pilot Securities CORP
Jefferson Pilot Securities CorporationBroker
Jefferson-Pilot Investor Services, INC.Broker
Metropolitan Life Insurance CompanyBroker
Metlife Securities INC.Broker
State Registrations20 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.