Jane Griffith is a CFP-designated registered investment advisor at LPL Financial LLC, based in Hamden, CT, with 23 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
Hamden, CT
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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Jane operates Sterling Wealth Advisors as a DBA for her LPL business. She also has a law practice since 1992, taking about a quarter of her time, and provides tax preparation/accounting services since 1990, dedicating about 10-20% of her time.
Employment History
Current Registrations
LPL Financial LLCBroker
LPL Financial LLC
Previous Registrations
Cetera Advisor Networks LLCBroker
Cetera Advisor Networks LLC
Walnut Street Securities, INC.
Walnut Street Securities, INC.Broker
Nathan & Lewis Securities, INC.Broker
State Registrations13 states
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