Kenneth Dunn is a registered investment advisor at RBC Capital Markets, LLC, based in Tyler, TX, with 42 years of industry experience. Kenneth operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Charitable Giving, Estate Planning, Investment Management, Retirement Planning. Their firm serves 283,910 clients with $310B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Fee Structure
RBC Financial Planning services are offered for a one-time fee, providing a personalized analysis and written advice to help you assess your financial situation and your ability to pursue specific financial goals. Fees are negotiated within a range of $1,000 to $20,000, but in certain cases a fee higher than $20,000 may be negotiated.
Location
1347 Dominion Plaza, Tyler, TX, 75703-1013
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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Kenneth is a committee member for Christ Episcopal Church's endowment fund and a passive owner of Kaveedi Investments LLC, dedicating minimal time to each. He also offers input to the committee chairman of the Stonegate HOA.
Employment History
Current Registrations
RBC Capital Markets, LLC
RBC Capital Markets, LLC
RBC Capital Markets, LLCBroker
Previous Registrations
UBS Financial Services INC.Broker
UBS Financial Services INC.
Morgan Stanley Dw INC.Broker
Shearson Lehman Hutton INC.Broker
E. F. Hutton & Company INCBroker
Underwood, Neuhaus & CO., IncorporatedBroker
State Registrations19 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.