William Walters
William Walters is a registered investment advisor at Ameriprise Financial Services, LLC, based in Tampa, FL, with 41 years of industry experience. William operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 1,330,280 clients with $560B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Ameriprise Financial Services offers several managed account programs. The fees vary depending on the program selected. These fees include an asset-based fee, which covers investment advisory services and investment management fees. Some accounts may also have an Investments and Infrastructure Support Fee. Clients also pay investment costs, which are the underlying fees related to investment products purchased within the managed account. Additional fees and expenses may be incurred based on the nature of the investments.
Location
7432 Monika Manor Dr, Tampa, FL, 33625
Get directionsHistory
Regulatory History (4)
Customer Dispute
January 2015Customer Dispute
January 2009Criminal
December 1972Criminal
May 1968Other Business Activities
William is involved with Eliah Ewing Enterprises, PLLC since 2018. This activity takes about 10-20% of his time and is investment-related.
Employment History
Current Registrations
Ameriprise Financial Services, LLC
Ameriprise Financial Services, LLC
Ameriprise Financial Services, LLCBroker
Previous Registrations
Ids Life Insurance CompanyBroker
Fortis Investors, INC.Broker
First American National Securities, INC.Broker
State Registrations5 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.