BR
CFP
BR
CFP

Bruce Rogovin

42 Years of Experience
Waltham, MA
2 DisclosuresBroker

Bruce Rogovin is a CFP-designated registered investment advisor at Wells Fargo Advisors, based in Waltham, MA, with 42 years of industry experience. Bruce is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Business Owners, Divorce Planning, Education Planning, Financial Planning & Coaching, and 2 more. Their firm serves 1,324,168 clients with $670B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
14674 advisors
IM Fee
Planning only
Assets Under Management
$671.4B

Fee Structure

Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.

Loading...

Location

130 Turner St Ste 800, Waltham, MA, 02453

Get directions

History

Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
March 1993
Settled
Customer Dispute
June 1991
Settled
Employment History
Current Registrations
Wells Fargo Advisors
March 2006 - Present · 20 yrs 7 mos
Wells Fargo Clearing Services, LLCBroker
July 2003 - Present · 23 yrs 3 mos
Previous Registrations
Prudential Securities IncorporatedBroker
February 1984 - July 2003 · 19 yrs 5 mos
State Registrations12 states
CACOCTFLMAMDNJNMNVNYVAVT
AdvisorBroker

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
More Advisors