KT
KT
Kathy Tully is a registered investment advisor at Morgan Stanley, based in Boca Raton, FL, with 42 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B
Fee Structure
Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location
4855 Technology Way, Suite 600, Boca Raton, FL, 33431
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Regulatory History (2)
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Customer Dispute
August 2009Settled
Customer Dispute
December 2003Denied
Other Business Activities
Kathy is involved with Rhausler Inc., a medical spine plate company, in Boca Raton, Florida, since 2017. She spends minimal time on this lending-related activity.
Employment History
Current Registrations
Morgan StanleyBroker
June 2009 - Present · 17 yrs 1 mo
Morgan Stanley
June 2009 - Present · 17 yrs 1 mo
Previous Registrations
Morgan Stanley & CO. IncorporatedBroker
April 2007 - June 2009 · 2 yrs 2 mos
Morgan Stanley & CO. Incorporated
April 2007 - June 2009 · 2 yrs 2 mos
Morgan Stanley
July 1997 - April 2007 · 9 yrs 9 mos
Morgan Stanley Dw INC.Broker
December 1983 - April 2007 · 23 yrs 4 mos
State Registrations36 states
AKARAZCACODEFLGAIDILINKSLAMAMDMEMIMNMOMTNCNENJNVNYOHOKORPASCTNTXUTVAWAWI
AdvisorBrokerBoth
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Exams
No exam information available for this advisor.