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Stephen Rimmer

Raymond James Financial Services Advisors, INC
40 Years of Experience
Oklahoma City, OK
1 DisclosureBroker
View SEC Summary
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Stephen Rimmer is a registered investment advisor at Raymond James Financial Services Advisors, INC, based in Oklahoma City, OK, with 40 years of industry experience. Stephen is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Business Owners, Education Planning, Estate Planning, Financial Planning & Coaching, and 5 more. Their firm serves 508,439 clients with $390B in assets under management.

Raymond James Financial Services Advisors, INC
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
6724 advisors
Number of Clients
508,439 clients
Average Client Portfolio
$767K average
Assets Under Management
$390.0B

Fee Structure

Minimum Investment:None
Planning is included in investment management (also available separately)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.25%

Maximum annual fee percentage is 2.25% of assets under advisement. Specific fees are negotiable with your financial advisor based on time, complexity, and portfolio size.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
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Location

13158 N Macarthur Blvd, Oklahoma City, OK, 73142

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
April 2002
Denied
View Full SEC ReportHow to Read Disclosures
Other Business Activities

Stephen owns Chanaberry Investments LLC, which owns his office building, and Rimmer Retirement Advisors, a support company. He dedicates minimal time to each of these businesses.

Employment History
Current Registrations
Raymond James Financial Services Advisors, INC
January 2009 - Present · 17 yrs 9 mos
Raymond James Financial Services, INC.Broker
November 2006 - Present · 19 yrs 11 mos
Previous Registrations
Raymond James Financial Services
November 2006 - January 2009 · 2 yrs 2 mos
Edward Jones
July 2006 - November 2006 · 4 mos
Edward JonesBroker
September 1990 - November 2006 · 16 yrs 2 mos
Isfa CorporationBroker
December 1984 - January 1989 · 4 yrs 1 mo
Dean Witter Reynolds INC.Broker
December 1983 - August 1984 · 8 mos
State Registrations24 states
ARCACOCTFLGAIAINKSKYLAMDMEMIMONCNMOHOKTNTXVAWIWV
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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