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ChFC

Bobby Neeley

Raymond James Financial Services Advisors, INC
39 Years of Experience
Oklahoma City, OK
3 DisclosuresBrokerSells Insurance
View SEC Summary
View SEC Summary

Bobby Neeley is a ChFC-designated registered investment advisor at Raymond James Financial Services Advisors, INC, based in Oklahoma City, OK, with 39 years of industry experience. Bobby is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Business Owners, Education Planning, Estate Planning, Financial Planning & Coaching, and 5 more. Their firm serves 508,439 clients with $390B in assets under management.

Raymond James Financial Services Advisors, INC
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
6724 advisors
Number of Clients
508,439 clients
Average Client Portfolio
$767K average
Assets Under Management
$390.0B

Fee Structure

Minimum Investment:None
Planning is included in investment management (also available separately)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.25%

Maximum annual fee percentage is 2.25% of assets under advisement. Specific fees are negotiable with your financial advisor based on time, complexity, and portfolio size.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

3817 NW Expressway, Suite 440, Oklahoma City, OK, 73112

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History

Regulatory History (3)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
October 2024
Denied
Customer Dispute
February 2004
Settled
Employment Separation After Allegations
February 1996
View Full SEC ReportHow to Read Disclosures
Other Business ActivitiesSells Insurance

Bobby is an agent for Larry Gordon Insurance Group, selling fixed index life insurance products since 2016, dedicating a few hours per week. Bobby also owns Neeley Consulting LLC, a support company, dedicating a few hours per week.

Employment History
Current Registrations
Raymond James Financial Services Advisors, INC
September 2016 - Present · 10 yrs 1 mo
Raymond James Financial Services, INC.Broker
August 2016 - Present · 10 yrs 2 mos
Previous Registrations
Lasalle St. Investment Advisors, L.L.C.
January 2006 - September 2016 · 10 yrs 8 mos
Lasalle St Securities, L.L.C.Broker
October 1997 - September 2016 · 18 yrs 11 mos
Saperston Financial INC.Broker
September 1997 - October 1997 · 1 mo
Eneric Financial Services, INC.Broker
February 1996 - August 1997 · 1 yr 6 mos
Walnut Street Securities, INC.Broker
June 1990 - February 1996 · 5 yrs 8 mos
First Investors CorporationBroker
November 1986 - May 1990 · 3 yrs 6 mos
State Registrations19 states
ALARAZCADCFLGAIDKSMSMTNENYOHOKTNTXVAWA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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