TrueAdvisor
TrueAdvisor
LB
LB

Laurence Braunstein

Oneamerica Securities, INC.
40 Years of Experience
Parsippany, NJ
13 Disclosures
View SEC Summary
View SEC Summary

Laurence Braunstein is a registered investment advisor at Oneamerica Securities, INC., based in Parsippany, NJ, with 40 years of industry experience. Laurence operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Annuities, Education Planning, Estate Planning, Investment Management, and 2 more. Their firm serves 2,300 clients with $310M in assets under management.

Oneamerica Securities, INC.
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
343 advisors
Number of Clients
2,300 clients
Average Client Portfolio
$133K average
Assets Under Management
$306.1M

Fee Structure

Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.00%

Overall advisory fees generally range from 0.25% to 2.00% of assets under management, depending on the program and investments selected.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

14 Walsh Dr, Suite 201, Parsippany, NJ, 07054

Get directions

History

Regulatory History (13)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Judgment / Lien
December 2024
Judgment / Lien
April 2024
Customer Dispute
February 2020
Denied
Customer Dispute
July 2018
Settled
Financial
April 2018
Final
Customer Dispute
August 2016
Settled
Judgment / Lien
December 2015
Employment Separation After Allegations
May 2015
Customer Dispute
December 2013
Settled
Customer Dispute
September 2011
Settled
Customer Dispute
April 2011
Settled
Customer Dispute
January 2010
Settled
Customer Dispute
February 2006
Withdrawn
View Full SEC ReportHow to Read Disclosures
Employment History
Current Registrations
Oneamerica Securities, INC.
January 2026 - Present · 9 mos
Previous Registrations
Paradigm Wealth Advisory LLC
October 2019 - May 2024 · 4 yrs 7 mos
Janney Montgomery Scott LLC
May 2015 - September 2019 · 4 yrs 4 mos
Janney Montgomery Scott LLCBroker
May 2015 - September 2019 · 4 yrs 4 mos
Morgan Stanley
September 2010 - June 2015 · 4 yrs 9 mos
Morgan StanleyBroker
July 2010 - June 2015 · 4 yrs 11 mos
Morgan Stanley Smith Barney LLC
July 2010 - August 2010 · 1 mo
Lmb Wealth and Retirement Strategies, INC
June 2008 - July 2010 · 2 yrs 1 mo
First Allied Securities, INC.
March 2004 - July 2010 · 6 yrs 4 mos
First Allied Securities, INC.Broker
November 2003 - July 2010 · 6 yrs 8 mos
Walnut Street Securities, INC.Broker
August 2003 - December 2003 · 4 mos
Nathan & Lewis Securities, INC.
February 1993 - August 2003 · 10 yrs 6 mos
Nathan & Lewis Securities, INC.Broker
August 1984 - August 2003 · 19 yrs
Home Life Equity Sales CORP.Broker
February 1984 - October 1984 · 8 mos
State Registrations1 state
NJ
Advisor

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
More Advisors
More financial advisors in Parsippany, NJ →All financial advisors in New Jersey →