Laurence Braunstein
Laurence Braunstein is a registered investment advisor at Oneamerica Securities, INC., based in Parsippany, NJ, with 40 years of industry experience. Laurence operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Education Planning, Estate Planning, Investment Management, Retirement Planning. Their firm serves 2,118 clients with $300M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
OneAmerica Securities (OAS) offers investment management through various programs, including:
- Portfolio Choice Program: Offered through arrangements with Envestnet, Sawtooth, and Lockwood. These programs include Discretionary Management Programs, Separately Managed Account Programs, and Unified Managed Account Programs. OAS representatives do not have discretionary investment authority in these programs.
- Advisor Managed Portfolios (AMP): OAS representatives serve as the account managers on a discretionary basis.
Fees are based on a percentage of the assets managed, generally between 0.25% and 2.00%. The fee is agreed upon by the representative and the client and depends on the account type, investments selected, and assets under management.
Location
14 Walsh Dr, Suite 201, Parsippany, NJ, 07054
Get directionsHistory
Regulatory History (13)
Judgment / Lien
December 2024Judgment / Lien
April 2024Customer Dispute
February 2020Customer Dispute
July 2018Financial
April 2018Customer Dispute
August 2016Judgment / Lien
December 2015Employment Separation After Allegations
May 2015Customer Dispute
December 2013Customer Dispute
September 2011Customer Dispute
April 2011Customer Dispute
January 2010Customer Dispute
February 2006Employment History
Current Registrations
Oneamerica Securities, INC.
Previous Registrations
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Morgan Stanley
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State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.