Harold Browne
Harold Browne is a registered investment advisor at Oneamerica Securities, INC., based in Parsippany, NJ, with 23 years of industry experience. Harold operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Education Planning, Estate Planning, Investment Management, Retirement Planning. Their firm serves 2,118 clients with $300M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
OneAmerica Securities (OAS) offers investment management through various programs, including:
- Portfolio Choice Program: Offered through arrangements with Envestnet, Sawtooth, and Lockwood. These programs include Discretionary Management Programs, Separately Managed Account Programs, and Unified Managed Account Programs. OAS representatives do not have discretionary investment authority in these programs.
- Advisor Managed Portfolios (AMP): OAS representatives serve as the account managers on a discretionary basis.
Fees are based on a percentage of the assets managed, generally between 0.25% and 2.00%. The fee is agreed upon by the representative and the client and depends on the account type, investments selected, and assets under management.
Location
14 Walsh Dr, Suite 201, Parsippany, NJ, 07054
Get directionsHistory
Regulatory History (1)
Criminal
July 1980Other Business ActivitiesSells Insurance
Harold sells non-variable insurance products, including fixed life and fixed annuities, and health insurance. He also owns Irish Eyes, LTD, a wholesale optical products company, and Hey Pal Fishing, LLC, a charter fishing business.
Employment History
Current Registrations
Oneamerica Securities, INC.Broker
Oneamerica Securities, INC.
Previous Registrations
Allstate Financial Advisors, LLC
Allstate Financial Services, LLCBroker
First Heartland Consultants, INC.
First Heartland Capital, INC.Broker
Smith Barney Shearson INC.Broker
Lehman Brothers INC.Broker
Kidder, Peabody & CO. IncorporatedBroker
Shearson Lehman Hutton INC.Broker
Prudential-Bache Securities INC.Broker
Shearson Lehman Brothers INC.Broker
State Registrations4 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.