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Harold Browne

Oneamerica Securities, INC.
24 Years of Experience
Parsippany, NJ
1 DisclosureBrokerSells Insurance
View SEC Summary
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Harold Browne is a registered investment advisor at Oneamerica Securities, INC., based in Parsippany, NJ, with 24 years of industry experience. Harold is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Annuities, Education Planning, Estate Planning, Investment Management, and 2 more. Their firm serves 2,300 clients with $310M in assets under management.

Oneamerica Securities, INC.
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
343 advisors
Number of Clients
2,300 clients
Average Client Portfolio
$133K average
Assets Under Management
$306.1M

Fee Structure

Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.00%

Overall advisory fees generally range from 0.25% to 2.00% of assets under management, depending on the program and investments selected.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

14 Walsh Dr, Suite 201, Parsippany, NJ, 07054

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Criminal
July 1980
Final Disposition
View Full SEC ReportHow to Read Disclosures
Other Business ActivitiesSells Insurance

Harold sells non-variable insurance products, including fixed life and fixed annuities, and health insurance. He also owns Irish Eyes, LTD, a wholesale optical products company, and Hey Pal Fishing, LLC, a charter fishing business.

Employment History
Current Registrations
Oneamerica Securities, INC.Broker
April 2014 - Present · 12 yrs 6 mos
Oneamerica Securities, INC.
April 2014 - Present · 12 yrs 6 mos
Previous Registrations
Allstate Financial Advisors, LLC
February 2011 - October 2012 · 1 yr 8 mos
Allstate Financial Services, LLCBroker
January 2011 - October 2012 · 1 yr 9 mos
First Heartland Consultants, INC.
April 2008 - November 2010 · 2 yrs 7 mos
First Heartland Capital, INC.Broker
January 2008 - November 2010 · 2 yrs 10 mos
Smith Barney Shearson INC.Broker
July 1993 - May 1994 · 10 mos
Lehman Brothers INC.Broker
September 1992 - July 1993 · 10 mos
Kidder, Peabody & CO. IncorporatedBroker
March 1990 - September 1990 · 6 mos
Shearson Lehman Hutton INC.Broker
August 1988 - March 1990 · 1 yr 7 mos
Prudential-Bache Securities INC.Broker
March 1985 - August 1988 · 3 yrs 5 mos
Shearson Lehman Brothers INC.Broker
December 1984 - April 1985 · 4 mos
State Registrations5 states
FLMDNJNYPA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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