KP
KP
Kevin Peters
42 Years of Experience
North Palm Beach, FL
2 DisclosuresBroker
Kevin Peters is a registered investment advisor at Morgan Stanley, based in North Palm Beach, FL, with 42 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B
Fee Structure
Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location
North Palm Beach, FL
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Regulatory History (2)
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Customer Dispute
June 2017Denied
Customer Dispute
April 1991Settled
Other Business Activities
Kevin is associated with two trusts in North Palm Beach, Florida, since December 2019. He spends minimal time on these activities outside of business hours.
Employment History
Current Registrations
Morgan Stanley
June 2009 - Present · 17 yrs 1 mo
Morgan Stanley
June 2009 - Present · 17 yrs 1 mo
Morgan StanleyBroker
June 2009 - Present · 17 yrs 1 mo
Previous Registrations
Morgan Stanley & CO. IncorporatedBroker
April 2007 - June 2009 · 2 yrs 2 mos
Morgan Stanley & CO. Incorporated
April 2007 - June 2009 · 2 yrs 2 mos
Morgan Stanley Dw INC.Broker
March 2007 - April 2007 · 1 mo
Morgan Stanley
March 2007 - April 2007 · 1 mo
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
March 2000 - March 2007 · 7 yrs
Merrill Lynch Pierce Fenner & Smith INC.
March 2000 - March 2007 · 7 yrs
Salomon Smith Barney INC.Broker
July 1993 - March 2000 · 6 yrs 8 mos
Lehman Brothers INC.Broker
June 1986 - July 1993 · 7 yrs 1 mo
Prudential-Bache Securities INC.Broker
December 1983 - July 1986 · 2 yrs 7 mos
State Registrations43 states
ALARAZCACOCTDCDEFLGAHIIAIDILINKYLAMAMDMEMIMNMONCNENHNJNVNYOHOKORPARISCTNTXUTVAVTWAWIWY
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.