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Thomas Nolan
42 Years of Experience
Westport, CT
1 DisclosureBroker
Thomas Nolan is a registered investment advisor at Wells Fargo Advisors, based in Westport, CT, with 42 years of industry experience. Their practice areas include Retirement Planning. Their firm serves 401,726 clients with $200B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
3710 advisors
IM Fee
Planning only
Assets Under Management
$197.4B
Fee Structure
Investment management only (planning not offered)
Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.
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Location
285 Riverside Ave Suite 250, [Satellite], Westport, CT, 06880
Get directionsHistory
Regulatory History (1)
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Customer Dispute
August 2002Denied
Employment History
Current Registrations
Wells Fargo Advisors
June 2024 - Present · 1 yr 11 mos
Wells Fargo Advisors Financial Network, LLCBroker
June 2024 - Present · 1 yr 11 mos
Previous Registrations
Wells Fargo Advisors
March 2014 - June 2024 · 10 yrs 3 mos
Wells Fargo Clearing Services, LLCBroker
March 2014 - June 2024 · 10 yrs 3 mos
Morgan StanleyBroker
June 2009 - March 2014 · 4 yrs 9 mos
Morgan Stanley
June 2009 - March 2014 · 4 yrs 9 mos
Morgan Stanley & CO. Incorporated
April 2007 - June 2009 · 2 yrs 2 mos
Morgan Stanley & CO. IncorporatedBroker
April 2007 - June 2009 · 2 yrs 2 mos
Morgan Stanley Dw INC.Broker
March 2007 - April 2007 · 1 mo
Morgan Stanley
March 2007 - April 2007 · 1 mo
Citigroup Global Markets INC.Broker
July 1993 - March 2007 · 13 yrs 8 mos
Citigroup Global Markets INC.
January 1991 - March 2007 · 16 yrs 2 mos
Lehman Brothers INC.Broker
December 1983 - July 1993 · 9 yrs 7 mos
State Registrations23 states
AKAZCACOCTFLGAILMAMDMEMNNCNENHNJNYORPASCUTVAWA
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.