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Thomas Nolan

Wells Fargo Advisors
42 Years of Experience
Westport, CT
1 DisclosureBroker
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Thomas Nolan is a registered investment advisor at Wells Fargo Advisors, based in Westport, CT, with 42 years of industry experience. Thomas is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Retirement Planning. Their firm serves 466,575 clients with $250B in assets under management.

Wells Fargo Advisors
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
4242 advisors
IM Fee
Planning only
Assets Under Management
$252.3B

Fee Structure

Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.

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Location

285 Riverside Ave Suite 250, [Satellite], Westport, CT, 06880

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
August 2002
Denied
View Full SEC ReportHow to Read Disclosures
Employment History
Current Registrations
Wells Fargo Advisors
June 2024 - Present · 2 yrs 4 mos
Wells Fargo Advisors Financial Network, LLCBroker
June 2024 - Present · 2 yrs 4 mos
Previous Registrations
Wells Fargo Advisors
March 2014 - June 2024 · 10 yrs 3 mos
Wells Fargo Clearing Services, LLCBroker
March 2014 - June 2024 · 10 yrs 3 mos
Morgan StanleyBroker
June 2009 - March 2014 · 4 yrs 9 mos
Morgan Stanley
June 2009 - March 2014 · 4 yrs 9 mos
Morgan Stanley & CO. Incorporated
April 2007 - June 2009 · 2 yrs 2 mos
Morgan Stanley & CO. IncorporatedBroker
April 2007 - June 2009 · 2 yrs 2 mos
Morgan Stanley Dw INC.Broker
March 2007 - April 2007 · 1 mo
Morgan Stanley
March 2007 - April 2007 · 1 mo
Citigroup Global Markets INC.Broker
July 1993 - March 2007 · 13 yrs 8 mos
Citigroup Global Markets INC.
January 1991 - March 2007 · 16 yrs 2 mos
Lehman Brothers INC.Broker
December 1983 - July 1993 · 9 yrs 7 mos
State Registrations23 states
AKAZCACOCTFLGAILMAMDMEMNNCNENHNJNYORPASCUTVAWA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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