TrueAdvisor
TrueAdvisor
MG
CFP
MG
CFP

Matthew Garnett

Raymond James & Associates, INC.
18 Years of Experience
Westport, CT
1 DisclosureBroker
View SEC Summary
View SEC Summary

Matthew Garnett is a CFP-designated registered investment advisor at Raymond James & Associates, INC., based in Westport, CT, with 18 years of industry experience. Matthew is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 3 more. Their firm serves 531,617 clients with $500B in assets under management.

Raymond James & Associates, INC.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
5790 advisors
Number of Clients
531,617 clients
Average Client Portfolio
$942K average
Assets Under Management
$501.0B

Fee Structure

Minimum Investment:None
Planning is included in investment management (also available separately)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.25%

Fees are not to exceed an annual rate of 2.25% of the value of assets on which investment consulting services are provided. Specific fee schedules for wrap fee programs and managed accounts are detailed in the separate Wrap Fee Program Brochure.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

285 Riverside Avenue, Suite 205, Westport, CT, 06880

Get directions

History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
March 2013
Denied
View Full SEC ReportHow to Read Disclosures
Other Business Activities

Matthew is a business owner of Audaz, Inc., developing a VR self-help application, though it's currently inactive, and spends minimal time on it. He is also a partner in X9 Holdings, LLC, a partnership holding illiquid shares of defunct companies, which is also currently inactive, and spends minimal time on it.

Employment History
Current Registrations
Raymond James & Associates, INC.
June 2019 - Present · 7 yrs 4 mos
Raymond James & Associates, INC.
June 2019 - Present · 7 yrs 4 mos
Raymond James & Associates, INC.Broker
June 2019 - Present · 7 yrs 4 mos
Previous Registrations
UBS Financial Services INC.
March 2008 - June 2019 · 11 yrs 3 mos
UBS Financial Services INC.Broker
March 2008 - June 2019 · 11 yrs 3 mos
State Registrations31 states
ALCACOCTDCDEFLGAILINKSKYLAMAMDMEMNMONCNHNJNVNYPARISCTNTXUTVAVT
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
More Advisors
More financial advisors in Westport, CT →All financial advisors in Connecticut →