TB
TB

Todd Bracy

42 Years of Experience
Barrington, IL
1 DisclosureBroker

Todd Bracy is a registered investment advisor at Wells Fargo Advisors, based in Barrington, IL, with 42 years of industry experience. Todd is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Business Owners, Divorce Planning, Education Planning, Financial Planning & Coaching, and 2 more. Their firm serves 1,324,168 clients with $670B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
14699 advisors
IM Fee
Planning only
Assets Under Management
$671.4B

Fee Structure

Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.

Loading...

Location

1000 Hart Rd Ste 105, Barrington, IL, 60010

Get directions

History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
March 2004
Denied
Employment History
Current Registrations
Wells Fargo Advisors
November 2013 - Present · 12 yrs 11 mos
Wells Fargo Clearing Services, LLC
November 2013 - Present · 12 yrs 11 mos
Wells Fargo Clearing Services, LLCBroker
November 2013 - Present · 12 yrs 11 mos
Previous Registrations
Mesirow Financial Investment Management, INC.
June 2010 - December 2013 · 3 yrs 6 mos
Mesirow Financial, INC.
November 2001 - June 2010 · 8 yrs 7 mos
Mesirow Financial, INC.Broker
October 2001 - December 2013 · 12 yrs 2 mos
Prudential Securities IncorporatedBroker
October 1992 - November 2001 · 9 yrs 1 mo
Painewebber IncorporatedBroker
December 1983 - October 1992 · 8 yrs 10 mos
State Registrations10 states
AZCACOFLGAILMIOHSCWI
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
More Advisors