RM
RM

Robert Mckiernan

42 Years of Experience
Bala Cynwyd, PA
5 DisclosuresBroker

Robert Mckiernan is a registered investment advisor at Merrill Lynch, Pierce, Fenner & Smith Incorporated, based in Bala Cynwyd, PA, with 42 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,738,212 clients with $1500B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
25581 advisors
Number of Clients
1,738,212 clients
Average Client Portfolio
$869K average
Assets Under Management
$1511.1B

Fee Structure

Investment management only (planning not offered)

The program's fees consist of two parts: the fee you pay to Bank of America for its services, and a fee for the specific investment strategy you choose. The strategy fee, called the Style Manager Expense, generally ranges from 0.00% to 0.50% of your assets annually. Clients investing in strategies managed by related entities will not be charged a Style Manager Expense.

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Location

2 Bala Plz, Bala Cynwyd, PA, 19004

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History

Regulatory History (5)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
August 2002
Closed-No Action
Customer Dispute
July 2002
Denied
Customer Dispute
April 2002
Denied
Customer Dispute
January 2002
Award / Judgment
Customer Dispute
July 2001
Settled
Employment History
Current Registrations
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
September 2016 - Present · 9 yrs 8 mos
Merrill Lynch, Pierce, Fenner & Smith Incorporated
September 2016 - Present · 9 yrs 8 mos
Previous Registrations
Morgan Stanley
June 2009 - October 2016 · 7 yrs 4 mos
Morgan StanleyBroker
June 2009 - October 2016 · 7 yrs 4 mos
Morgan Stanley & CO. IncorporatedBroker
August 2008 - June 2009 · 10 mos
Morgan Stanley & CO. Incorporated
August 2008 - June 2009 · 10 mos
Merrill Lynch, Pierce, Fenner & Smith Incorporated
October 1995 - September 2008 · 12 yrs 11 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
January 1987 - September 2008 · 21 yrs 8 mos
Painewebber IncorporatedBroker
January 1984 - January 1987 · 3 yrs
State Registrations26 states
AKALAZCACOCTDEFLILKYLAMAMDMIMNNCNHNJNYOHPASCTNTXVAWA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Robert Mckiernan - Financial Advisor | TrueAdvisor