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Scott Hoffman is a registered investment advisor at Morgan Stanley, based in Allentown, PA, with 41 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B
Fee Structure
Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location
515 West Hamilton Street, 7th Floor, Allentown, PA, 18101
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Regulatory History (6)
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Customer Dispute
October 2017Settled
Customer Dispute
May 2004Settled
Customer Dispute
May 2004Denied
Customer Dispute
December 2001Denied
Customer Dispute
March 2000Denied
Customer Dispute
October 1997Denied
Employment History
Current Registrations
Morgan Stanley
February 2011 - Present · 15 yrs 5 mos
Morgan StanleyBroker
June 2009 - Present · 17 yrs 1 mo
Previous Registrations
Citigroup Global Markets INC.Broker
July 1993 - June 2009 · 15 yrs 11 mos
Lehman Brothers INC.Broker
June 1993 - July 1993 · 1 mo
Prudential Securities IncorporatedBroker
December 1984 - June 1993 · 8 yrs 6 mos
First Investors CorporationBroker
January 1984 - October 1984 · 9 mos
State Registrations35 states
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AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.