DM
DM
Donald Marano is a registered investment advisor at Morgan Stanley, based in Allentown, PA, with 37 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B
Fee Structure
Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location
515 West Hamilton Street, 7th Floor, Allentown, PA, 18101
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Regulatory History (3)
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Financial
July 2018Final
Customer Dispute
September 2008Denied
Customer Dispute
March 2008Withdrawn
Employment History
Current Registrations
Morgan Stanley
August 2013 - Present · 12 yrs 9 mos
Morgan StanleyBroker
August 2013 - Present · 12 yrs 9 mos
Previous Registrations
Raymond James Financial Services Advisors, INC
January 2009 - August 2013 · 4 yrs 7 mos
Raymond James Financial Services
December 2008 - January 2009 · 1 mo
Raymond James Financial Services, INC.Broker
December 2008 - August 2013 · 4 yrs 8 mos
Wachovia Securities, LLC
October 2002 - December 2008 · 6 yrs 2 mos
Wachovia Securities, LLCBroker
October 2000 - December 2008 · 8 yrs 2 mos
First Union Brokerage Services, INC.Broker
March 1997 - October 2000 · 3 yrs 7 mos
PNC Brokerage CORPBroker
March 1994 - March 1997 · 3 yrs
Gna Securities, INC.Broker
March 1993 - March 1994 · 1 yr
Mimlic Sales CorporationBroker
April 1992 - December 1992 · 8 mos
Capital Analysts, IncorporatedBroker
September 1988 - April 1992 · 3 yrs 7 mos
Equico Securities, INC.Broker
July 1988 - November 1988 · 4 mos
The Equitable Life Assurance Society of the United StatesBroker
July 1988 - November 1988 · 4 mos
State Registrations19 states
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AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.