FC
ChFC
FC
ChFC

Frank Carlini

42 Years of Experience
Pittsburgh, PA
BrokerSells Insurance

Frank Carlini is a ChFC-designated registered investment advisor at Cetera Investment Advisers LLC, based in Pittsburgh, PA, with 42 years of industry experience. Frank operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
10345 advisors
IM Fee
Planning only
Assets Under Management
$163.8B
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Location

Pittsburgh, PA

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

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Other Business ActivitiesSells Insurance

Frank owns rental properties with his spouse and receives rental income since 1994. He is also an independent insurance agent selling fixed insurance products, dedicating about half of his time, and a notary public, spending minimal time on this activity.

Employment History
Current Registrations
Cetera Investment Advisers LLC
June 2023 - Present · 2 yrs 11 mos
Cetera Wealth Services, LLCBroker
June 2021 - Present · 4 yrs 11 mos
Previous Registrations
Cetera Advisor Networks LLC
June 2021 - June 2023 · 2 yrs
Voya Financial Advisors, INC.
March 2008 - June 2021 · 13 yrs 3 mos
Voya Financial Advisors, INC.Broker
January 2004 - June 2021 · 17 yrs 5 mos
Locust Street Securities, INC.Broker
December 1996 - January 2004 · 7 yrs 1 mo
Metlife Securities INC.Broker
December 1983 - November 1996 · 12 yrs 11 mos
Metropolitan Life Insurance CompanyBroker
December 1983 - November 1996 · 12 yrs 11 mos
State Registrations12 states
CAFLMAMINCNJNVNYOHPASCVA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.