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James Steinbrenner
35 Years of Experience
Elmhurst, IL
3 DisclosuresBrokerSells Insurance
James Steinbrenner is a registered investment advisor, based in Elmhurst, IL, with 35 years of industry experience.
Location
940 N. Industrial Dr., Elmhurst, IL, 60126-1131
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Regulatory History (3)
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Customer Dispute
February 2014Dismissed
Employment Separation After Allegations
December 2008Customer Dispute
September 2002Closed-No Action
Other Business ActivitiesSells Insurance
James assists with seminars and refers individuals to attorneys for estate planning through Heartland Organization LTD, dedicating minimal time. He is also an insurance representative and sells fixed annuities through Steinbrenner Financial Group. Additionally, James owns rental property through Steinbrenner Partners Property 1 LLC, spending minimal time on this activity.
Employment History
Current Registrations
Lasalle St. Investment Advisors, L.L.C.
February 2019 - Present · 7 yrs 3 mos
Lasalle St Securities, L.L.C.Broker
February 2019 - Present · 7 yrs 3 mos
Previous Registrations
Saxony Capital Management, LLC
January 2009 - February 2019 · 10 yrs 1 mo
Saxony Securities, INC.Broker
December 2008 - February 2019 · 10 yrs 2 mos
National Planning Corporation ("npc of America" in Fl & Ny)
May 2005 - December 2008 · 3 yrs 7 mos
National Planning Corporation ("npc of America" in Fl & Ny)
August 2003 - August 2003 · 0 mos
National Planning CorporationBroker
October 2000 - December 2008 · 8 yrs 2 mos
Harbour Investments, INC.Broker
October 1998 - October 2000 · 2 yrs
Chubb Securities CorporationBroker
July 1986 - September 1992 · 6 yrs 2 mos
John Hancock Distributors, INC.Broker
January 1984 - May 1986 · 2 yrs 4 mos
State Registrations9 states
ARAZILINKYMIMNNCWI
AdvisorBrokerBoth
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Exams
No exam information available for this advisor.