RC
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Richard Cella

42 Years of Experience
Danvers, MA
BrokerSells Insurance

Richard Cella is a registered investment advisor at LPL Financial LLC, based in Danvers, MA, with 42 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
27420 advisors
Number of Clients
1,676,192 clients
Average Client Portfolio
$369K average
Assets Under Management
$618.9B

Fee Structure

Minimum Investment:$1K
Investment management only (planning not offered)

LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.

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Location

150A Andover St Ste 2, Danvers, MA, 01923

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business ActivitiesSells Insurance

Richard is involved in numerous real estate rental ventures, dedicating minimal time to each. He also owns an insurance agency and works as an agent selling life and health insurance, spending about 10-20% of his time on these insurance-related activities, and about a quarter of his time on DBA for LPL business.

Employment History
Current Registrations
LPL Financial LLC
November 2021 - Present · 4 yrs 6 mos
LPL Financial LLC
November 2021 - Present · 4 yrs 6 mos
LPL Financial LLCBroker
November 2021 - Present · 4 yrs 6 mos
Previous Registrations
United Planners' Financial Services of America a Limited PartnerBroker
August 2016 - December 2021 · 5 yrs 4 mos
The Capital Advisory Group Advisory Services, LLC
March 2011 - December 2023 · 12 yrs 9 mos
Ipswich Bay Advisors
May 2009 - April 2011 · 1 yr 11 mos
Investors Capital Advisory
January 2005 - August 2016 · 11 yrs 7 mos
Eastern Point Advisors INC.
November 2003 - December 2004 · 1 yr 1 mo
Investors Capital CORP.Broker
November 2003 - August 2016 · 12 yrs 9 mos
Walnut Street Securities, INC.Broker
August 2003 - November 2003 · 3 mos
Nathan & Lewis Securities, INC.Broker
January 1998 - August 2003 · 5 yrs 7 mos
John Hancock Distributors, INC.Broker
January 1984 - January 1998 · 14 yrs
John Hancock Mutual Life Insurance CompanyBroker
January 1984 - May 1997 · 13 yrs 4 mos
State Registrations12 states
AZCACTFLMAMEMINCNHNYPAWA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.