Charles Sowers is a registered investment advisor, based in Salisbury, NC, with 42 years of industry experience.
Location
120 E Council St, Salisbury, NC, 28144
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Charles co-owns Midway Investments LLC, a mobile home rental business, but a property manager handles the rental activities. He also owns CL&EKS, Inc., a support company that handles accounting, dedicating minimal time to either activity.
Employment History
Current Registrations
Capital Investment Group, INC.
Capital Investment Group, INC.Broker
Capital Investment Advisory Services, LLC
Previous Registrations
Raymond James Financial Services Advisors, INC
Raymond James Financial Services, INC.Broker
Wells Fargo Advisors, LLCBroker
Wells Fargo Advisors, LLC
Morgan Stanley Smith Barney LLC
Morgan Stanley Smith BarneyBroker
Citigroup Global Markets INC.
Citigroup Global Markets INC.Broker
Lehman Brothers INC.Broker
The Robinson-Humphrey Company INC.Broker
State Registrations7 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.