Dale Boettcher
Dale Boettcher is a registered investment advisor at Harmony Asset Management LLC, based in Scottsdale, AZ, with 39 years of industry experience. Their practice areas include Business Owners, Estate Planning, Financial Planning & Coaching, High Net Worth, and 4 more. Their firm serves 260 clients with $390M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $500K | 2.00% |
| $500K - $1.0M | 1.75% |
| $1.0M - $3.0M | 1.65% |
| $3M+ | 1.65% |
Fees are negotiable above $3,000,000. Separate fee schedule for nonprofit clients.
Fee Estimator
Location
16220 N. Scottsdale Road, Suite 300, Scottsdale, AZ, 85254
Get directionsHistory
Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Dale delivers auto parts for Advanced Auto Parts, dedicating about half their time since 2022. Dale also owns a carpet cleaning business, Floor Care Solutions, spending a few hours per week since 2023, and is licensed to sell life and health insurance.
Employment History
Current Registrations
Harmony Asset Management LLC
Previous Registrations
American Wealth Management, INC.Broker
Hayden Royal
Platinum Wealth Partners
Morgan Stanley
Morgan StanleyBroker
Morgan Stanley & CO. Incorporated
Morgan Stanley & CO. IncorporatedBroker
Morgan Stanley
Morgan Stanley Dw INC.Broker
Kemper Distributors, INC.Broker
Kemper Financial Services, INC.Broker
Invest Financial CorporationBroker
Planco Financial Services, INC.Broker
Essex Financial Services, INC.Broker
Essex CompanyBroker
United Financial Investments, INC.Broker
Dean Witter Reynolds INC.Broker
State Registrations2 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.