Ivan Gefen
Ivan Gefen is a registered investment advisor at Nfsg Corporation, based in Boca Raton, FL, with 42 years of industry experience. Ivan operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Financial Planning & Coaching, Investment Management. Their firm serves 3,096 clients with $1.1B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 2.00% |
Fee is up to 2%.
Fee Estimator
Location
1200 North Federal Highway, Suite 400, Boca Raton, FL, 33432
Get directionsHistory
Regulatory History (12)
Customer Dispute
May 2023Financial
March 2019Customer Dispute
July 2017Customer Dispute
March 2015Customer Dispute
March 2009Customer Dispute
March 2008Customer Dispute
February 2008Customer Dispute
April 2000Customer Dispute
September 1998Customer Dispute
April 1991Customer Dispute
April 1991Customer Dispute
November 1990Other Business ActivitiesSells Insurance
Ivan is a board member for three non-profit organizations, subsidiaries of the South Palm Beach JFS, since 2021, spending minimal time reviewing financials and advising senior staff. He also represents and markets for Deferred Sales Trusts and provides insurance, fixed insurance, securities, and investment advisory services through Gefen Asset Management, as well as fixed insurance sales as an insurance agent.
Employment History
Current Registrations
Nfsg Corporation
Newbridge Securities CorporationBroker
Previous Registrations
Morgan Stanley
Morgan StanleyBroker
National Securities CorporationBroker
National Asset Management, INC.
Vfinance Investments, INCBroker
Vfinance InvestmentsBroker
Prudential Securities IncorporatedBroker
First Miami Securities, INC.Broker
State Registrations10 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.