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Richard Slavik

Nfsg Corporation
28 Years of Experience
Boca Raton, FL
1 DisclosureBroker
View SEC Summary
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Richard Slavik is a registered investment advisor at Nfsg Corporation, based in Boca Raton, FL, with 28 years of industry experience. Richard is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Financial Planning & Coaching, Investment Management. Their firm serves 3,096 clients with $1.1B in assets under management.

Nfsg Corporation
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
76 advisors
Number of Clients
3,096 clients
Average Client Portfolio
$350K average
Assets Under Management
$1.1B

Fee Structure

Minimum Investment:$25K
Minimum Annual Fee:$250
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.00%

Fee is up to 2%.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

1200 North Federal Highway, Suite 400, Boca Raton, FL, 33432

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
October 2024
Settled
View Full SEC ReportHow to Read Disclosures
Employment History
Current Registrations
Nfsg Corporation
July 2026 - Present · 3 mos
Newbridge Securities CorporationBroker
June 2026 - Present · 4 mos
Previous Registrations
Nfsg Corporation
November 2023 - January 2026 · 2 yrs 2 mos
Newbridge Securities CorporationBroker
November 2023 - January 2026 · 2 yrs 2 mos
Kovack Advisors, INC.
January 2021 - June 2023 · 2 yrs 5 mos
Kovack Securities INC.Broker
January 2021 - June 2023 · 2 yrs 5 mos
Investacorp, INC.Broker
July 2020 - September 2020 · 2 mos
Securities America, INC.Broker
July 2020 - January 2021 · 6 mos
Investacorp, INC.Broker
April 2010 - July 2020 · 10 yrs 3 mos
Investacorp, INC.Broker
May 1999 - April 2010 · 10 yrs 11 mos
Wm Financial Services, INC.Broker
January 1999 - April 1999 · 3 mos
Painewebber IncorporatedBroker
April 1998 - November 1998 · 7 mos
Keyport Financial Services CORP.Broker
April 1991 - November 1991 · 7 mos
State Registrations11 states
ARFLLAMANCNMNVNYSDTXWA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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