Judy Esau
Judy Esau is a ChFC-designated registered investment advisor at Private Advisor Group, LLC, based in Morristown, NJ, with 41 years of industry experience. Judy operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Financial Planning & Coaching, Retirement Planning. Their firm serves 137,723 clients with $41B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Private Advisor Group offers investment management services where fees are based on a percentage of the value of your investments. The exact percentage is negotiable, up to a maximum of 2.00% per year, and is charged quarterly. Clients also pay brokerage commissions and transaction fees to the custodian. The firm may also charge a flat fee or an hourly fee for specific services.
Location
305 Madison Avenue, Morristown, NJ, 07960
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Regulatory History (1)
Customer Dispute
July 1998Other Business ActivitiesSells Insurance
Judy acts as a notary for LPL and is associated with Breakthrough Insurance Group selling non-variable insurance, dedicating minimal time to each. She also provides investment advisory services through Private Advisor Group and The Legacy Foundation, spending about a quarter of her time on each.
Employment History
Current Registrations
Private Advisor Group, LLC
LPL Financial LLCBroker
Previous Registrations
Research Financial Strategies
Lincoln Investment Planning, INC
Lincoln InvestmentBroker
H. C. Copeland and Associates Equities, INC.Broker
State Registrations23 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.