SO
CFP
SO
CFP
Susan Owens
16 Years of Experience
Charlottesville, VA
1 DisclosureBroker
Susan Owens is a CFP-designated registered investment advisor at MML Investors Services, LLC, based in Charlottesville, VA, with 16 years of industry experience. Susan is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Retirement Planning. Their firm serves 454,836 clients with $120B in assets under management.
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
5086 advisors
IM Fee
Planning only
Assets Under Management
$115.6B
Fee Structure
Investment management only (planning not offered)
Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.
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Location
Charlottesville, VA
Get directionsHistory
Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Judgment / Lien
May 2021Employment History
Current Registrations
MML Investors Services, LLC
March 2026 - Present · 7 mos
MML Investors Services, LLC
March 2026 - Present · 7 mos
MML Investors Services, LLCBroker
March 2026 - Present · 7 mos
Previous Registrations
Osaic Wealth, INC.
June 2024 - April 2025 · 10 mos
Osaic Wealth, INC.Broker
September 2023 - April 2025 · 1 yr 7 mos
Sagepoint Financial, INC.Broker
November 2022 - September 2023 · 10 mos
Securities America Advisors, INC.
September 2022 - June 2024 · 1 yr 9 mos
Securities America, INC.Broker
September 2022 - June 2024 · 1 yr 9 mos
First Command Advisory Services
October 2019 - March 2022 · 2 yrs 5 mos
First Command Brokerage Services, INC.Broker
September 2019 - March 2022 · 2 yrs 6 mos
USAA Financial Advisors, INC.Broker
August 2013 - October 2017 · 4 yrs 2 mos
UBS Financial Services INC.Broker
January 2007 - June 2013 · 6 yrs 5 mos
State Registrations1 state
VA
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.
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