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Terence Mcmahon
42 Years of Experience
Warren, NJ
1 DisclosureBroker
Terence Mcmahon is a registered investment advisor at UBS Financial Services INC., based in Warren, NJ, with 42 years of industry experience. Terence is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Education Planning, Estate Planning, High Net Worth, Insurance Planning, and 3 more. Their firm serves 1,144,588 clients with $920B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
9366 advisors
IM Fee
Planning only
Assets Under Management
$915.8B
Fee Structure
Investment management only (planning not offered)
- Customized Financial Planning Services — Typically ranges from $1,000 to $10,000, with a general range of $500 to $50,000 depending on the scope and complexity of the engagement. Fees up to $100,000 may be permitted for highly complex situations involving relationships with a net worth of $100 million or more.
One-Time Plan:$500 - $50,000
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Location
184 Liberty Corner Road, Suite 101, Warren, NJ, 07059
Get directionsHistory
Regulatory History (1)
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Customer Dispute
September 2005Denied
Employment History
Current Registrations
UBS Financial Services INC.
January 2009 - Present · 17 yrs 9 mos
UBS Financial Services INC.Broker
January 2009 - Present · 17 yrs 9 mos
Previous Registrations
Citigroup Global Markets INC.
June 2002 - February 2009 · 6 yrs 8 mos
Citigroup Global Markets INC.Broker
October 1998 - February 2009 · 10 yrs 4 mos
First Albany CorporationBroker
April 1996 - November 1998 · 2 yrs 7 mos
Natwest Investor Services CorporationBroker
December 1989 - April 1996 · 6 yrs 4 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
October 1984 - November 1989 · 5 yrs 1 mo
First Jersey Securities, INC.Broker
January 1984 - August 1984 · 7 mos
State Registrations40 states
ALAZCACOCTDCDEFLGAHIIDILINKSMAMDMEMIMNMOMSNCNENHNJNVNYOHORPARISCSDTNTXUTVAVTWAWI
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.
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