Thomas Eisenstadt
Thomas Eisenstadt is a registered investment advisor at Stifel, Nicolaus & Company, Incorporated, based in Westlake Village, CA, with 42 years of industry experience. Their practice areas include Investment Management, Retirement Planning. Their firm serves 222,322 clients with $170B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Clients in the Vision Program pay an annual fee of up to 1.2% of the value of their account. This fee covers account reporting, investment advisory services, compensation to the Financial Advisor, and Pontera. The fee is negotiable. This fee does not include embedded fees and expenses associated with the investment options within the plan.
Location
Westlake Village, CA
Get directionsHistory
Regulatory History (3)
Customer Dispute
January 2013Customer Dispute
March 2005Customer Dispute
March 2002Other Business Activities
Thomas is a board member of the Woodland Hills Tax and Estate Planning Council, dedicating minimal time to attending meetings and managing the website. He also serves as Chairman/President of the Ventura County Chapter of the California Rifle and Pistol Association, spending a few hours per week running the nonprofit chapter.
Employment History
Current Registrations
Stifel, Nicolaus & Company, IncorporatedBroker
Stifel, Nicolaus & Company, Incorporated
Stifel, Nicolaus & Company, Incorporated
Previous Registrations
UBS Financial Services INC.
UBS Financial Services INC.Broker
Merrill Lynch Pierce Fenner & Smith INC.
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
Everen Securities, INC.Broker
Lehman Brothers INC.Broker
State Registrations16 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.