JM
JM

John Mcintyre

42 Years of Experience
Houston, TX
2 DisclosuresBroker

John Mcintyre is a registered investment advisor at RBC Capital Markets, LLC, based in Houston, TX, with 42 years of industry experience. John operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Charitable Giving, Estate Planning, Investment Management, Retirement Planning. Their firm serves 283,910 clients with $310B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
3777 advisors
IM Fee
Planning only
Assets Under Management
$310.4B

Fee Structure

RBC Financial Planning services are offered for a one-time fee, providing a personalized analysis and written advice to help you assess your financial situation and your ability to pursue specific financial goals. Fees are negotiated within a range of $1,000 to $20,000, but in certain cases a fee higher than $20,000 may be negotiated.

One-Time Plan:$1,000 - $20,000
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Location

2 Post Oak Central, 1980 Post Oak Blvd, Suite 1630 & 1525, Houston, TX, 77056-3859

Get directions

History

Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
February 2013
Denied
Customer Dispute
April 1999
Settled
Other Business Activities

John has inherited or owns oil and gas royalties through several entities, including TXOK Texas Energy Resources LP, Bi-Petro Inc, Redman Operating Company, Memorial Production Operating LLC, and Kostarr Resources LLC. He also serves as Secretary for Newell Farming Co. and was previously a Director for MSC Corporation, and is currently President of Tanglewood Home Owners Association, dedicating minimal time to this role.

Employment History
Current Registrations
RBC Capital Markets, LLC
September 2016 - Present · 9 yrs 10 mos
RBC Capital Markets, LLC
August 2016 - Present · 9 yrs 11 mos
RBC Capital Markets, LLCBroker
August 2016 - Present · 9 yrs 11 mos
Previous Registrations
RBC Capital Markets, LLC
August 2016 - August 2016 · 0 mos
Wells Fargo Advisors, LLC
November 2005 - August 2016 · 10 yrs 9 mos
Wells Fargo Advisors, LLCBroker
October 2005 - August 2016 · 10 yrs 10 mos
Smh Capital Advisors, INC.
February 2004 - November 2005 · 1 yr 9 mos
Sanders Morris Harris INC.Broker
May 2001 - November 2005 · 4 yrs 6 mos
Morgan Stanley Dw INC.Broker
December 1997 - May 2001 · 3 yrs 5 mos
Painewebber IncorporatedBroker
January 1995 - December 1997 · 2 yrs 11 mos
Kidder, Peabody & CO. IncorporatedBroker
December 1991 - January 1995 · 3 yrs 1 mo
Lehman Brothers INC.Broker
February 1990 - January 1992 · 1 yr 11 mos
Oppenheimer & CO., INC.Broker
December 1987 - February 1990 · 2 yrs 2 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
February 1985 - December 1987 · 2 yrs 10 mos
Mhm Energy Investments, INC.Broker
February 1984 - March 1985 · 1 yr 1 mo
State Registrations18 states
AZCACOFLHILAMAMDMOMSNCNJNMNVNYOKTXVT
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
John Mcintyre - Financial Advisor | TrueAdvisor